No. 024 NORBERT WIENER |
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NON-LINEAR SOCIO-DYNAMICS: Explications Implications Applications
A 4-Dimensional Bifurcation Map
NORBERT WIENER AND THE SOCIAL SCIENCES
by
FELIX GEYER
(Netherlands Universities Institute for Coordination of Research in Social Sciences,
Amsterdam, The Netherlands)
and
JOHANNES VAN DER ZOUWEN
(Dept. of Social Research Methodology, Vrije Universiteit, Amsterdam, The Netherlands)
"It is the thesis of this book that society can only be understood through a study of the messages and the communication facilities which belong to it; and that in the future development of these messages and communication facilities, messages between man and machines, between machines and man, and between machine and machine, are destined to play an ever increasing part".
And also [1, pp. 26-27]:
"It is my thesis that the physical functioning of the living individual and the operation of some of the newer communication machines are precisely parallel in their analogous attempts to control entropy through feedback. Both of them have sensory receptors as one stage in their cycle of operation: that is, in both of them there exists a special apparatus for collecting information from the outer world at low energy levels, and for making it available in the operation of the individual or of the machine. In both cases these external messages are not taken neat, but through the internal transforming powers of the apparatus, whether it be alive or dead. The information is then turned into a new form available for the further stages of performance. In both the animal and the machine this performance is made to be effective on the outer world. In both of them, their performed action on the outer world, and not merely their intended action, is reported back to the central regulatory apparatus. This complex of behavior is ignored by the average man, and in particular does not play the role that it should in our habitual analysis of society; for just as individual physical responses may be seen from this point of view, so may the organic responses of society itself. I do not mean that the sociologist is unaware of the existence and complex nature of communications in society, but until recently he has tended to overlook the extent to which they are the cement which binds its fabric together".
On the other hand, Wiener was quite pessimistic about the applicability of
cybernetics to social systems, and this for at least two reasons. First of all, social
science data usually exemplify statistical runs, affected by varying environmental
conditions, while one would ideally need long runs under invariant conditions. Second,
Wiener considers the social sciences as the discipline where the coupling between observer
and observed is hardest to minimize, a phenomenon one side of which is known as
observer-dependence. In a sense, one might say these two objections are interrelated: the
observer, among many others, inevitably influences the people he studies, thereby
contributing to a disruption of the constancy of the conditions needed for longer
statistical time series [2, pp. 24-25].
As to this second objection, it should be noted that Wiener mentions here already all the
arguments which only two decades later would lead to the formulation of second-order
cybernetics, although he himself clearly did not believe in its potential as a workable
research paradigm. Reacting to those who want to strengthen the homeostatic elements in
society in order to combat its problems, he states [2, pp. 162-164]:
"All the great successes in precise science have been made in fields where there is a certain high degree of isolation of the phenomenon from the observer"......"It is in the social sciences that the coupling between the observed phenomenon and the observer is hardest to minimize. On the one hand, the observer is able to exert a considerable influence on the phenomena that come to his attention. With all respect to the intelligence, skill, and honesty of purpose of my anthropologist friends, I cannot think that any community which they have investigated will ever be quite the same afterward. Many a missionary has fixed his own misunderstandings of a primitive language as law eternal in the process of reducing it to writing. There is much in the social habits of a people which is dispersed and distorted by the mere act of making inquiries about it......In other words, in the social sciences we have to deal with short statistical runs, nor can we be sure that a considerable part of what we observe is not an artifact of our own creation. An investigation of the stock market is likely to upset the stock market. We are too much in tune with the objects of our investigation to be good probes..... There is much which we must leave, whether we like it or not, to the un-"scientific," narrative method of the professional historian."
Reading the above two rather contradictory sets of citations, one may
wonder: was Wiener really ambivalent about the applicability of cybernetics to social
systems, or was he just outright pessimistic, like he seems to have been on the
development of society (see 2.3)? One can only engage in guesswork here. It is imaginable
that at least two factors contributed on the positive side: 1) The exciting intellectual
climate created during and shortly after World War II by the truly interdisciplinary
effort of some of America's top scientists to develop cybernetics, as evidenced by the
Macy conferences, with the accompanying and dizzying "eureka"-feeling that here
was an emerging paradigm that could help explain the most diverse phenomena in a wide
range of disciplines;
2) Wiener's well-documented desire [3, ch. 19; 4] to spread the "gospel" of
cybernetics, once formulated, to the educated lay public; he certainly was enough of a
realist to be fully aware that the intelligent layman would not be interested in
technicalities about largely unfamiliar and specialized fields like neurophysiology or the
mathematics of time series, but wanted to hear something new, stimulating and interesting
about an area of interest to everyone: society, and what makes it tick.
On the negative side, several factors may have contributed to Wiener's scepsis:
1) Reflecting on his initial enthusiasm, his rigorous training in the exact sciences may have gained the upper hand; hence his mathematically founded objection, the first one we mentioned, against short time series, produced under rapidly varying conditions as exemplified by most social science data sets;
2) His intensive contacts, already in the early stages of the development of his cybernetic insights [5], with a number of famous social scientists like Bateson, Lazarsfeld, Lewin and Mead may have convinced him of the thoroughly different characteristics of the subject matter of the social as compared to the exact sciences. That at least may account for his seond objection, caused by the sharp realization of the two-way traffic between the social scientist and the object of study, i.e., human groups of one kind or another: not only are the conclusions of the social scientist to a large degree observer-dependent, but the object studied also tends to be changed as a result of the observation.
These four reasons explain some of Wiener's ambivalence toward the applicability of
cybernetics to the social sciences; an additional explanation might be found in the fact
that sometimes the positive and sometimes the negative reasons were reinforced by his own
apparent tendency to alternate between upbeat and despondent moods. According to Deutsch
[6] Wiener went through what he himself called a pessimistic "tailspin" at least
every three weeks. When they first met during the war, Wiener's first words were: "I
am terribly depressed. How are things going?"
2.2 Wiener's views on social systems
It can be said without exaggeration that Wiener was a true interdisciplinarian, both in
his education - he studied philosophy, logic, and mathematics - and in his later career
where he worked on a wide variety of topics: learning machines, heart fibrillations,
artificial limbs, neurophysiology, psychopathology, chess computers, filtering mechanisms
for reduction of "noise", etc. Not only was he a true interdisciplinarian, but
an extremely gifted one at that. As Deutsch [6, p. 369] remarks tongue in cheek: "I
must have met about 20 people who had won Nobel prizes, or were to win them later, and
quite a few people one meets around Cambridge, Mass., do not move their lips when reading,
but it seems to me that Norbert was literally more gifted than anyone else."
With such a background, it is not amazing that Wiener developed a holistic world
view, and stressed the similarities between machines, animals, human brains and human
societies. As to machines, he remarks [1, p. 32]: '.....there is no reason why they may
not resemble human beings in representing pockets of decreasing entropy in a framework in
which the large entropy tends to increase." The main point they have in common is
that they are all based on communication of relatively low-energy information processes
that are used to control relatively high-energy matter-and-energy processes.
This control is effectuated by means of feedback, in more complex systems often even
nested series of feedbacks. The concept of feedback, the simplest and best known example
being the ther- mostat, has solved the age-old problem of the apparent contradiction
between causality and teleology, between what Deutsch [6] calls "pushing" causes
and "pulling" goals. It is premised on the previously often neglected fact that
most causal processes occur in loops.
Core concepts of Wiener's vocabulary are thus communication, control and feedback. He
distinguishes different kinds of feedback: linear and non-linear feedback, negative
feedback where deviation from the goal at the output side is minimized by corrective
action on the input side; positive feedback, where this deviation is on the contrary
enlarged, which can give rise to morphogenetic processes rather than goal maintenance;
anticipatory feedback where corrective action is taken on the basis of an expected goal
deviation in the future, as in the case of anti-aircraft batteries; and informative
feedback, where small and still corrigible deviations are produced to test out the
environment, as when testing out slippery road conditions.
With his strong background in mathematics and statistics, it is not amazing that Wiener
developed a probabilistic world view. As Masani [3] states at the beginning of his
biography: "This book attempts to trace the interaction between mathematical genius
and history that has led to the conception of a stochastic cosmos". Although there
have to be certain regularities in the world for science to exist at all, a system's past
does not determine its future, but at best its set of chances for different possible
futures. As Heissenberg and others working in quantum mechanics demonstrated, even a
system's past cannot be completely determined, as location and speed cannot be measured
simultaneously. Nevertheless, science looks for characteristics that remain invariant
under transformation: "In a world ruled by a succession of miracles performed by an
irrational God subject to sudden whims, we should be forced to await each new catastrophe
in a state of perplexed passiveness" [2, p.50].
Apart from these ideas, which in principle pertain to machines, animals, brains and
societies alike, Wiener expressed few ideas, cybernetic or otherwise, that are
specifically geared towards an explanation of the structure or functioning of social
systems and society, and transcend the notions of the average intelligent observer.
However, he did devote a lot of attention to the possible effects of the application of
cybernetics to society (see 2.3).
The few remarks he made deal with the following issues:
1) He considered learning extremely important, and stressed the survival value of learning
through social feedback for human communities. If such learning is impeded, one ends up
with "the aspiration of the fascist for a state based on the model of the ant [which]
results from a profound misapprehension both of the nature of the ant and of the nature of
man" [1, p. 51]. Ants are organized the way they are because they have an inefficient
metabolism which limits their nervous system, and moreover loose much of their memory
during their different metamorphoses. Human beings, on the other hand, spend much more
time learning than other mammals - through different kinds of feedbacks.
2) Much of learning takes place through language. Human beings have not so much the gift
of speech - which the apes also have - but rather the gift of the power of speech. Wiener
views the human interest in language as an interest in coding and decoding, necessary
preconditions for effective communication. As long as only human speech was at issue,
human communities were rather simple, limited in size by hearing distance. With the
written word, human social systems could grow larger and more complex, with couriers
taking messages over greater distances. The modern communication media add speed to these
messages and to the resulting interactions, and thus allow for the growth of even more
complex social systems.
3) The integrity of its communication channels is essential for the functioning of
society; and that integrity is threatened by the increasing cost and complexity of
communication. Cybernetically viewed, the criminal law system produces a lot of
"noise", as different goals are pursued by different parties: protection of
society, education of the criminal, discouragement of others, etc. Information has no
owner, as difficulties with establishing patents or copyrights prove, and anyhow it
quickly loses its value in a fast-changing world. Moreover, there is no sense in keeping
it secret: "There is no Maginot Line of the brain" [1, p. 122].
2.3 Wiener's vision on the development of society
While these ideas, though put in a cybernetic cloak, may be no more than the reflections
of an intelligent outsider on the subject matter of the social sciences, Wiener was
certainly very astute in forecasting the potentially negative social effects which the
application of cybernetics to society would have. At a time when automation was hardly in
the take-off stage, he already foresaw joblessness in the automobile industry and
elsewhere as a result of the introduction of robots. His social consciousness led him to
give speeches to managers, captains of industry and labor leaders, in which he stressed
the need for better and different education to prepare labor for the cybernetic age. He
concluded, however, that the labor unions were not really interested in a discussion about
a future society which is based on other values than the buying and selling of labor and
skills, and warned against making the same mistakes that were made during the first and
second industrial revolutions, when labor was forced to compete with machines and
automated administrative procedures [2, p. 28].
Influenced no doubt by the Cold War and the McCarthy era, he warned against the use of
cyberne- tics for military purposes, although - or perhaps because - he knew about nuclear
research already in 1943, and kept cordial relations with the military till the end of his
life. His anger is directed at the bureaucrats who administer the funds for fundamental
research and make it subservient to supposed military necessities, rather than at the
military themselves.
"Or perhaps we may say that among the gentlemen who have made it their business to be
our mentors, and who administer the new program of science, many are nothing more than
apprentice sorcerers, fascinated with the incantation which starts a devilment that they
are totally unable to stop" [1, p. 129].
This theme of the sorcerer's apprentice, of the dangers of magic, often recurs [7]. Wiener
warns against gadget-minded people and stresses that a goal-seeking machine will only very
literally seek the goal one has put into it beforehand, and nothing else. Mistakes can
very easily be made: "The penalties for errors of foresight, great as they are now,
will be enormously increased as automatization comes into its full use" [7, pp.
82-83]. Wiener admitted that he would never be the first to make a trial run in a
cybernetically operated car if it would not have brakes and a steering wheel.
The paradox of homeostasis is that there is always an end to it: "Homeostasis,
whether for the individual or the race, is something of which the very basis must sooner
or later be reconsidered" [7, pp. 82-83]. Certainly with the increasing introduction
of automation, the constant adaptation of the machine to human needs is necessary because
society is always confronted with new problems. Both capitalism and communism are based on
the now outdated philosophies of men (Adam Smith and Karl Marx) who lived during the
early, resp. middle phase of the first industrial revolution:
"Permanent homeostasis of society cannot be made on a rigid assumption of a complete
permanence of Marxianism, nor can it be made on a similar assumption concerning a
standardized concept of free enterprise and the profit motive. It is not the form of
rigidity that is particularly deadly so much as rigidity itself, whatever the form"
[7, p. 83].
Wiener considers a reasonable degree of homeostasis only possible in small
communities, like the one in New England where he grew up, with their strong social
control and consensus about moral values. This consensus is lacking in larger societies:
"It is only in the large community, where the Lord of Things as They Are protect
themselves from hunger by wealth, from public opinion by privacy and anonimity, from
private criticism by the laws of libel and the possession of the means of communication,
that ruthlessness can reach its most sublime levels" [2, p. 160].
Almost half a century before Toffler [8] he concludes that in
the larger society of tomorrow the media people will form the new power elite:
"That system which more than all others should contribute to social homeostasis is
thrown directly into the hands of those most concerned in the game of power and money
(...) one of the chief anti-homeostatic elements in the community" [2, p. 161-62].
With his rallying cries against bureacrats, gadgeteers and power elites - people whose
influence in his opinion would only grow in an age of automation, where mistakes would be
amplified - Wiener was certainly not optimistic about the development of society, if not
slightly misanthropic. This is also evident from what he says about communication, where
he distinguishes two groups: those that want to get a message across, and those who try to
jam that message. In a larger time frame, Wiener's vision on the development of humanity
as a whole was even more gloomy; he does not really believe in progress, and remarks as an
aside that most of the world religions do not, while Buddhism is even explicitly against
progress:
"In a very real sense we are shipwrecked passengers on a doomed planet. Yet even in a
shipwreck, human decencies and human values do not necessarily vanish, and we must make
the most of them. We shall go down, but let it be in a manner to which we may look forward
as worthy of our dignity" [1, p. 40].
3. The reception of Wiener's ideas
3.1 Early reactions to Wiener's ideas in the social science press
and elsewhere
Apart from his famous article with Rosenblueth and Bigelow [9], Wiener's most important
publications for our purpose are:
1) Cybernetics: or Control and Communication in the Animal and the Machine [2];
2) The Human Use of Human Beings - Cybernetics and Society [1];
3) God and Golem, Inc. - A Comment on Certain Points where Cybernetics Impinges on Religion [7].
We have checked six leading American scientific journals in the area of
sociology and political science, during the period 1948-1972, for reviews of these three
books: American Sociological Review (ASR), American Journal of Sociology (AJS), Social
Forces (SF), Social Research (SR), Political Science Quarterly (PSQ), and American
Political Science Review (APSR). The results were rather meagre, and rather negative, to
say the least. There were no reviews at all in the two political science journals, PSQ and
APSR, and in SF. "God and Golem, Inc." was not reviewed at all. We found only
three reviews:
- The first edition of "Cybernetics" was discussed quite critically by an
anonymous reviewer in SF [10]. While the importance of Wiener's concept of feedback was
acknowledged, his neurological ideas and his analogies between human beings and machines
came in for heavy criticism. Moreover, apart from some positive comments about Wiener's
Introduction, the book was considered too heavily mathematical for social scientists.
- The second edition was reviewed by M.L. Cadwallader somewhat more sympathetically in ASR
[11]; he likewise criticized the book for its heavily mathematical treatment of the
issues, comparing unfavorably to similar works: "After working his way through
Ashby's "An Introduction to Cybernetics", the reader will be in a much better
position from which to dip into this important and provocative book".
- The third review we found, by H.D. Duncan in AJS [12], was extremely critical, if not
sarcastic, about "The Human Use of Human Beings" (1950 edition). Here, a new
element comes to the fore, perhaps also felt but not so clearly uttered by the other
reviewers: the fact that Wiener, as an outsider in the social sciences, is felt to
denigrate the achievements of social science, and to make rather arrogant remarks about
the state of the art in social science:
"Perhaps it would be more seemly of Wiener and his colleagues to undertake a positive
analysis of society. In doing so, it may be that what has been done in the past can be
disregarded, yet there is a chance that some of our social theory and methodology is worth
considering. Surely when a responsible scientist turns to the layman he ought not to
convey the impression that there is no body of learning which might be of value in
understanding society. Social science does exist. That it could be improved upon none of
us would deny. But that it can be disregarded with so little concern by the "new
scientific revolutionaries" who offer themselves as leaders in the analysis of
society indicates a degree of arrogance, parochialism, or irresponsibility that is not
without its dangers for the future of intellectual life in America" [12, p. 601].
Apart from these three rather negative discussions of Wiener's books in the above
mentioned six leading social science journals, a search on "Wiener" in
"Sociological Abstracts for the period 1953-1993 (the first years by hand, later on
CD-ROM) resulted in 16 items. A search in the Social SciSearch file (i.e. the computerized
version of the Social Science Citation Index) for the period 1972-1994 yielded an
additional 33 items. Many of these references deal with Wiener's mathematical and
statistical work: Wiener filtering, Wiener-Granger causality, Wiener kernels,
Wiener-Kolmogorov predictor, Wiener analysis of non-linear systems, two-parameter Wiener
process, etc. Some of these procedures are incorporated in the statistical tool box of
social researchers [38]. We will not discuss them here, as they are not directly relevant
for an analysis of Wiener's influence on theory formation in the social sciences.
Another set of references consists of book reviews of books dealing with Wiener's life and
ideas, though often in non social science publications. For example, 10 reviews were found
of "John von Neumann and Norbert Wiener: From Mathematics to the Technologies of Life
and Death" by S.J. Heims [14], only two of them in social science journals
("Social Policy" and "Theory and Decision"), while three reviews were
found of Masani's biography "Norbert Wiener, 1894-1964", all in non social
science journals. These books, and their reviews in a wide variety of journals, may have
helped to disseminate Wiener's ideas to a wider audience of interested scientists in
various disciplines.
As to articles about Wiener in the social science press, Lilienfeld's "Systems
Theory as an Ideolo- gy" [15] is interesting for several reasons. Lilienfeld is
certainly not a proponent of what he calls "systems analysis", and warns against
the naive and often even totalitarian ideas of those that apply the systems approach to
societal systems and processes in unabashedly technocratic ways. But more importantly,
Lilienfeld also gives us a clue why Wiener's ideas were often received with such scepsis
and even irritation by the social science community at large: it is conceivably because
the "disciples" like Laszlo, Forrester, and others that might be called
sociocyberneticians, often made excessive claims about the potential of the cybernetic
approach to solve social problems. As a consequence, the quite modest and realistic
"teachers" - like Wiener, Ashby, and von Bertalanffy - are often blamed for the
mistakes of their disciples.
Heims [16] stresses the differences qua social environment of some of the fathers of
cybernetics, more fully worked out later in his fascinating intellectual history of the
Macy conferences [5].
While Von Neumann's frame of reference consisted of high-level government and military
men, and Bateson felt most comfortable with the members of the counterculture, Wiener's
new audience, after the publication of his books, came from various segments of the
general public: business, labor, and managers, for whom he became a speaker in great
demand, warning them about the dangers of automation.
In the Soviet Union, Wiener's ideas were on the whole received rather positively,
especially after his visit there in 1960, give or take a few of the usual and almost
perfunctory nasty remarks about his being a naive and positivist bourgeois scientist in
the service of capitalism; see Kösenithal [17]; Bychkov [18]; Batorojew [19]; Agafonov
and Khasbulatov [20].
3.2 Social scientists whose work was inspired by Wiener
While short and obligatory references to Wiener as "the father of cybernetics"
abound, among social scientists and others, there are few social scientists whose work was
deeply influenced by Wiener's ideas. Two of the best-known ones are Walter Buckley [21,
22] and Karl Deutsch [6, 23].
Deutsch [6] has done 18 years ago what we are now trying to do again: i.e. to present an
overview of Wiener's contribution to the social sciences. In the meantime, both
cybernetics and the social sciences have changed, and it has consequently become harder to
pinpoint precisely what Wiener's contribution was: his ideas in the meantime have been
mingled with those of people like Ashby, Buckley and other sociocyberneticians. On the
other hand, it may have been more difficult for Deutsch to present an objective appraisal
of Wiener's influence, since he was both a personal friend of Wiener and an enthusiastic
follower, as is evident from his major work, "The Nerves of Government", where
his analysis is based on Wiener's core concepts: communication, control, and feedback
[23].
Deutsch seems to be rather laconical about the methodological problems of applying
cybernetics to the social sciences which Wiener himself saw quite clearly. Deutsch mainly
mentions the reactivity of the observations and the observer dependency of the
observations made by the social scientist, but hardly addresses himself to the problem of
the short time series in the social sciences as compared to the natural sciences.
Moreover, he barely deals with Wiener's own "double bind" with the social
sciences, as discussed in 2.1. Also, Wiener's stress on probabilistic models, quoted by
Deutsch as "the second major intellectual contribution to the style of fundamental
thought in the social sciences", may be a new viewpoint for politicians who hate to
think of long-term alternative solutions that transcend their four-year term of office,
but it is certainly nothing new to political scientists or sociologists, who have surely
never been famous for testing deterministic hypotheses. The essayistic style Deutsch
employs makes his contribution very readable, but also masks a number of problems which we
tried to answer in the above:
1) Why was Wiener received so negatively in the social science community -
with a few exceptions like Deutsch himself, and most notably Buckley [21, 22] and Easton
[24] - and why did his ideas nevertheless penetrate slowly?
Here, an at least partial answer is perhaps provided by Duncan's remarks, mentioned above
(3.1): many social scientists were irritated by an outsider, negating and not even
cognizant with decades of social science research, claiming to have superior knowledge and
to present a new paradigm, that could explain human actions just as easily as animal or
machine behavior. Since Deutsch published his article [6], this resistance against
similarities between humans, animals and machines may have somewhat receded into the
background, as one has been able to watch "talk shows" on TV with intelligent
gorillas conversing in sign language (and even understanding spoken English), while some
well-programmed computers have come up with interesting psychiatric diagnoses, that
are not much worse than those of the average psychiatrist.
2) How could something like sociocybernetics emerge, while the father of cybernetics
did not believe in its possibility?
In this case, the answer is relatively simple, and has to do with Wiener's outsider
conception of social science as a kind of inferior natural science. Social scientists do
not try to uncover the laws of the universe, but are quite content if they can discover
some regularities or changes in human behavior. For the latter, extremely short time
series, in the view of the natural scientist, can be more than sufficient. Surveys of
political attitudes, for example, in the period running up to an election, are often done
with intervals of a few weeks, or even a few days. While they are surely not of cosmic
importance, they at least suffice to satisfy the curiosity of the politicians; whether
they forecast the elections, or influence them is quite another matter [25]. With the
exception of longitudinal studies, rarely over more than a few decades, most of social
science tends to look at synchronic correlations rather than diachronic longitudinal data.
Often, the complexity of phenomena in the present and their correlation with other
phenomena are at issue, rather than their development over time.
Walter Buckley [21, 22] has made the same effort in sociology as Karl Deutsch in
political science: while referring less to Wiener than the latter has done, he has
certainly been instrumental as well in popularizing Wiener's thinking, and the
cybernetic/systems approach in general. Buckley stresses the fact that Wiener, when
developing his ideas, was already influenced by the social sciences:
"It should not be forgotten that borrowing and analogizing between the behavioral and
physical sciences has never been a one-way street, and that cybernetics, and information
theory in particular have been inspired by major clues specifically borrowed from
behavioral principles, which then have been systematized in terms of the structural
mechanisms involved. Furthermore, it is not without significance that the late Norbert
Wiener, major pioneer in these areas, chose the analysis of society as the vehicle for
presenting his cybernetic conception to the general public" [21, p. 3].
Buckley also points to contingency as an important concept in Wiener's efforts to explain
complex adaptive organization:
"... the more recent concern with complex adaptive organization has led to the notion of contingency as the important key. Thus Wiener, while working in the field of communications and probability theory, became convinced 'that a significant idea of organization cannot be obtained in a world in which everything is necessary and nothing is contingent'" ([21, p. 82], referring to Wiener [26].
3.3 Reactions to Wiener's work by other social
scientists and sociocyberneticians not active in the social sciences
Other social scientists who reacted to Wiener's thinking, and to cybernetics in general,
were on the whole rather critical. Their objections centered on their perception of
cybernetics as unfit for application to the social sciences, although for different
reasons: its supposed implicit conservatism and technocratic bias, its assumed inherent
reductionism, and its mathematical character and related stress on quantification.
To give a few examples: Lilienfeld [27, p. 221] reacting to Deutsch [23] and Easton [24],
views their cybernetic approach as merely a translation in a different conceptual language
that adds no new insights to existing political theory. Cadwallader [28, and also 22, p.
440] feels that sociology may continue to need more qualitative concepts, at least for a
time, while Busch and Busch [29], p. 47 similarly maintain that the original cybernetics
is "inadequate to the task of understanding humans and their organizations".
Beniger and Nass [30] stress the negative reactions of the younger "Vietnam
generation" of sociologists against cybernetics as not being in tune with their more
progressive views.
MacRae [31] is more balanced in his criticism. Reacting specifically to Wiener [1,
2], he voices a large number of objections, though he is generally positive. He feels that
Wiener's rather heavily mathematical treatment makes it difficult to judge the relevance
of cybernetics for the social sciences: "... Professor Wiener is a better
mathematician than sociologist". He shares Wiener's own objections about social
science sampling procedures for small populations, based on small populations, brief runs,
and probability theory. MacRae does agree with Wiener's predictions about the effects of
automation, but otherwise tends to view cybernetics as an extremely refined behaviorism,
with the connotation that "alternative forms of description and analysis in the
sphere of human psychology and sociology will continue to prove scientifically adequate
and heuristically far more convenient." While he doubts that "sociology will be
revolutionized or even seriously modified by cybernetics", he is sure that every
social scientist "will see the world rather differently as a result of this exciting
work" [31, p. 149].
Some sociocyberneticians, operating from outside the social sciences, have also commented
on Wiener's work, usually in a somewhat more positive way than the social scientists,
though agreeing that the original cybernetics has to be transformed to some extent in
order to be really applicable to the social sciences. To give just one example, Aulin [32]
views sociocybernetics as completely different from the original cybernetics: "In
other words, for sociocybernetics we shall have to choose another way and one that
radically differs from computer-and-automaton-oriented cybernetics. We have to search for
our roots elsewhere. We shall, nevertheless, have a good use for one fundamental notion
that originally stems from machine-oriented cybernetics. This is the notion of feedback.
Canonized by Norbert Wiener in his name-giving book, and coming from the theory of
servomechanisms, the idea of feedback states that purposive behaviour of any kind is based
on feedback of some kind" [32, p. 8].
While most of the above responses to Wiener's work - both those of the social scientists
and of the sociocyberneticians outside of the social sciences - are ambivalent to some
degree, it is our impression that Wiener's thinking has reached the sociological and
political science communities especially through the work of Buckley and Deutsch, and to a
somewhat lesser degree also Easton. We therefore checked the six leading journals
mentioned sub 3.1, for the period 1963-1972, on reviews of their works, and found
altogether six reviews: three of Buckley [33, 34, 35], one of Deutsch [36], and two of
Easton [37, 38]. These reviews reflected the ambivalence of the social science community
mentioned above: some were very favorable, while others were rather critical and
sceptical.
REFERENCES
Mifflin, Boston, 1950/1954; second edition Da Capo, New York, 1988
2. Wiener, N., Cybernetics, or Control and Communication in the Animal and the Machine,
MIT Press, Cambridge, MA, 1948/1961
3. Masani, P.R, Norbert Wiener, 1896-1964, Birkhäuser Verlag, Basel, 1990
4. Masani, P.R., "The Cybernetics of Labor", in F. Geyer (ed.), The Cybernetics
of Complex Systems - Self-organization, Evolution, Social Change, Intersystems
Publications, Salinas, CA, 1991
5. Heims, S.J., The Cybernetic Group, MIT Press, Cambridge, MA, 1991
6. Deutsch, K.W., "Some Memories of Norbert Wiener: The Man and His Thoughts",
IEEE Transactions on Systems, Man and Cybernetics, pp. 368-372, 1975 (Address presented at
the Norbert Wiener Commemorative Symposium at the 1973 Annual Conference of the IEEE
Systems, Man and Cybernetics Society, Boston, MA, November 7)
7. Wiener, N., God and Golem, Inc.: A Comment on Certain Points where Cybernetics Impinges
on Religion, MIT Press, Cambridge, MA, 1964
8. Toffler, A. and Toffler, H., War and Anti-War - Survival at the Dawn of the 21st
Century, Prentice Hall, Englewoods Cliffs, NJ, 1993
9. Rosenblueth, A., Wiener, N. and Bigelow, J., "Behavior, Purpose and
Teleology", Philosophy of Science, Vol. 10, No. 1, pp. 18-24; and pp. 221-225 in W.
Buckley (ed.), Modern Systems Research for the Behavioral Scientist: A Sourcebook, Aldine,
Chicago, 1968
10. Anonymous, (book review of Wiener's "Cybernetics..."), Social Research, Vol.
18, No. 1, 1951, pp. 125-129
11. Cadwallader, M.L., (book review of Wiener's "Cybernetics..."), American
Sociological Review, Vol. 27, No. 1, 1962, p.139
12. Duncan, H.D., (book review of Wiener's "The Human Use..", American Journal
of Sociology, Vol. 56, No. 6, 1951, pp. 599-601
13. Chatfield, C., The Analysis of Time Series: An Introduction, 2nd ed., Chapman and
Hall, London, 1980
14. Heims, S.J., John von Neumann and Norbert Wiener: From Mathematics to the Technologies
of Life and Death, MIT Press, Cambridge, MA, 1980
15. Lilienfeld, R., "Systems Theory as an Ideology", Social Research, Vol. 42,
No. 4, 1975, pp. 637-660
16. Heims, S.J., "Gregory Bateson and the Mathematicians: From Interdisciplinary
Interaction to Societal Functions", Journal of the History of the Behavioral
Sciences, Vol. 13, No. XX, pp.141-159, 1977
17. Kösenithal, N.S., "Cybernetics, Sociometry and Microsociology", Sosyol.
Derg., Vol. 13-14, pp. 58-59, 1958-59
18. Bychkow, B.B., "Informatsiia i Lichnost'" (Information and the Individual),
Vestnik Moskovskogo Universiteta, Filosofiya, Vol. 27, No. 1, pp. 13-21, January-February
1972
19. Batorojew, K.B., "Norbert Wiener und die Kybernetik",
Sowjetwissenschaft/Gesellschaftswissenschaftliche Beiträge, Vol. 27, pp. 1311-1315
20. Agafonov, V. and Khasbulatov, R., "Ideologicheskie Interpretatsii
Nauchno-tekhnicheskoy Revolutsii" (Ideological Interpretations of the
Scientific-Technological Revolution), Kommunist, Vol. 54-13 (1149), pp. 102-111, Sept.
1978
21. Buckley, W. , Sociology and Modern Systems Theory, Prentice-Hall, Englewood Cliffs,
NJ, 1967
22. Buckley, W. (ed.), Modern Systems Research for the Behavioral Scientist: A Sourcebook,
Aldine, Chicago, 1968
23. Deutsch, K.W., The Nerves of Government: Models of Political Communication and
Control, The Free Press of Glencoe, New York, 1963
24. Easton, D., A Framework for Political Analysis, Prentice Hall, Englewood Cliffs, NJ,
1965
25. Henshel, Richard, "Credibility and Confidence Loops in Social Prediction",
pp. 31-58 in F. Geyer and J. van der Zouwen (eds.), Self-referencing in Social Systems,
Intersystems Publications, Salinas, CA, 1990
26. Wiener, Norbert, I am a Mathematician; The Later Life of a Prodigyan, MIT Press,
Cambridge, MA, 1973
27. Lilienfeld, R., The Rise of Systems Theory: An Ideological Analysis, Wiley, New York,
1978
28. Cadwallader, M.L., "The Cybernetic Analysis of Change in Complex Social
Organizations", American Journal of Sociology, Vol. 65, 1959, pp. 154-157; reprinted
in W. Buckley, 1968 (op. cit.), pp. 437-440
29. Busch, J.A. and Busch, G.M., "Sociocybernetics and Social Systems Theory",
General Systems, Vol. 30, 1987, pp. 47-55
30. Beniger, J.R. and Nass, C.I., "Preprocessing: Neglected Component of
Sociocybernetics", pp. 119-130 in R.F. Geyer and J. Van der Zouwen (eds.),
Sociocybernetic Paradoxes - Observation, Control and Evolution of Self-steering Systems,
Sage Publications, London, 1986; also in Kybernetes, Vol. 13, No. 3, 1984, pp. 173-177
31. MacRae, D.G., "Cybernetics and Social Science", British Journal of
Sociology, Vol. 2, 1951, pp. 135-149
32. Aulin, A., The Cybernetic Laws of Social Progress: Towards a Critical Social
Philosophy and a Criticism of Marxism, Pergamon Press, Oxford, 1982
33. Rapoport, A., book review of W. Buckley [21], American Sociological Review, Vol. 33,
1968, pp. 463-464
34. Dykstra Miller, A., book review of W. Buckley [21], Social Forces,
Vol. 46, 1967-68, pp. 410-411
35. Johnson, H.M., book review of W. Buckley [22], American Sociological Review, Vol. 34,
1969, pp. 102-103
36. Brody, R.A., book review of K.W. Deutsch [23], American Political Science Review, Vol.
58, 1964, pp. 671-672
37. Converse, Ph., book review of D. Easton [24], American Political Science Review, Vol.
59, 1965, pp. 1001-1002
38. Thompson, D.F., book review of D. Easton [24], Political Science Quarterly, Vol. 83,
1968, pp. 632-634